Did Zhuge Liang Know Qi Men Dun Jia? The Eight Formations, Borrowing the East Wind and the Empty Fort: What Is Historical
Published
Zhuge Liang is probably the name most often attached to Qi Men Dun Jia: some say he borrowed the east wind with it, others say the Eight Formations are a Qi Men formation. There is only one way to judge: go back to the earliest source and see which book each story is in. This is a history and sources article; it makes no judgement about any particular date.
Three layers first
- Found in the official histories: things in the Sanguozhi biography and Pei Songzhi’s commentary.
- An early source, but read with a discount: found in commentary quotations or Jin-era notes, with details reworked later.
- Fiction or legend: from Romance of the Three Kingdoms, or oral tradition with no contemporary record.
One table
| Event | Earliest source found | How to read it |
|---|---|---|
| Longzhong plan, three visits to the cottage | Sanguozhi, “Zhuge Liang”; his own words in the Memorial on Leading the Army | History. A strategic analysis of politics and geography, not divination |
| Made the Eight Formations | Sanguozhi, “Zhuge Liang”: “worked out military method and made the Eight Formations” | A documented formation treatise; details of the stone formation are half history, half legend |
| Wooden ox and flowing horse | Sanguozhi biography; Pei’s commentary quoting the Zhuge Liang Ji | History: transport for the northern campaigns; the real structure is still unsettled; “walks by itself” is embellishment |
| Improved repeating crossbow (Yuanrong) | Pei’s commentary quoting Wei Shi Chunqiu | An improvement, not an invention; the “ten bolts from one crossbow” record can be checked |
| Seven captures of Meng Huo | Xi Zuochi’s Han Jin Chunqiu (quoted by Pei), Huayang Guozhi | Has a source but a brief one; seven different tactics are the novel’s addition |
| Empty Fort Strategy | Guo Chong’s Tiao Liang Wu Shi (Jin dynasty), quoted and rejected by Pei Songzhi | An early version exists but Pei refuted it; the novel moves it to Xicheng after Jieting |
| Straw boats borrow arrows | Romance of the Three Kingdoms, chapter 46 | Fiction. The histories have a different prototype with a different person: Sun Quan’s boat taking arrows (Pei, quoting the Weilüe) |
| Borrowing the east wind, Seven-Star Altar | Romance of the Three Kingdoms, chapter 49 | Fiction. In the histories the Red Cliffs fire attack is Zhou Yu’s and Huang Gai’s plan |
| Eight Formations trap Lu Xun | Romance of the Three Kingdoms, chapter 84 | Fiction |
| Seven-star lamps to prolong life | Romance of the Three Kingdoms, chapter 103 | Fiction. The histories record only that he died at Wuzhang Plains |
| Rain at Shangfang Valley, summoning the Six Ding and Six Jia | Romance of the Three Kingdoms, chapter 103 and others | Fiction. The Six Ding and Six Jia are names in the Daoist pantheon |
| Kongming lanterns, mantou from the offering to the Lu River | Folk legend (the mantou story already appears in the Song Shiwu Jiyuan) | Legend with no contemporary record |
| Ma Qian Ke, Zhuge Shen Shu | Prophecy books from the Ming and Qing | Falsely attributed; no connection to Zhuge Liang’s works recorded in the Sanguozhi |
Three of the most asked
The Eight Formations. “Made the Eight Formations” is stated in the histories; it is a set of formations. Legend then turned it into a stone formation at Yufu Pu in Kuizhou: stones set along the eight-trigram directions, divided into the doors Rest, Life, Harm, Block, Scenery, Death, Fright and Open, said to be able to trap a hundred thousand men. Du Fu’s poem says “the river flows but the stones do not move”, and Song sources mention stone formations, in more than one place. But “the stones move by themselves, trap Lu Xun, and only Huang Chengyan can lead him out” is how chapter 84 of the novel tells it; in the histories Lu Xun withdrew for military reasons.
The Empty Fort. Its source can actually be found: Guo Chong of the Jin dynasty lists it as Zhuge Liang’s third deed in the Tiao Liang Wu Shi, saying that as Sima Yi’s army approached Zhuge Liang opened the gates and lowered the banners, and Sima Yi suspected an ambush and withdrew. But Pei Songzhi, writing his commentary, rejected Guo Chong point by point, because at the time Sima Yi was garrisoned at Wancheng and was not there at all. The novel took Guo Chong’s account and moved the place to Xicheng after Jieting. A similar “open the gates and the enemy retreats” story has a different protagonist in the histories: the Nan Qi Shu records Xiao Chengzhi holding Shouchun, also opening the gates, with the enemy suspecting an ambush and leaving.
Borrowing the east wind and the straw boats. Both are famous scenes of the novel. In the east-wind scene the novel itself, through Lu Su, says Zhuge Liang simply “knew the season”; the altar was for Zhou Yu’s benefit. The historical Red Cliffs was a fire attack by Zhou Yu and Huang Gai, and the wind shift was a winter climate effect on the Yangtze. The prototype of the straw boats is a story in Pei’s commentary quoting the Weilüe: Sun Quan sailed a large ship to observe Cao Cao’s army, arrows struck one side, and he turned the ship so the other side took arrows to level it; a different person and a different occasion.
Then why do people say Zhuge Liang knew Qi Men
There are two reasons. First, Qi Men books like to list a lineage of heirs: Yellow Emperor, Feng Hou, Jiang Taigong, Huang Shigong, Zhang Liang, Zhuge Liang, Liu Bowen. This is a later “founders’ story”; the people in it are mostly real, but “X personally passed Qi Men to Y” has no contemporary record. Second, the legend of the Eight Formations has the names Rest, Life, Harm, Block, Scenery, Death, Fright and Open, exactly the Eight Doors of Qi Men, so the two got merged. But a formation is how soldiers stand on a battlefield, and a Qi Men chart is a diagram cast by time; they are different things. For the meaning of the Eight Doors, see the Eight Doors explained.
What Zhuge Liang really left is more solid than the legends: a far-sighted strategy, an improved crossbow, a wooden ox built to carry grain, and a southern settlement of “no garrison and no grain convoy”. In the Tang Taizong Li Weigong Wendui, a text included in the Seven Military Classics in the Song (generally thought to be written by later hands in their names), Li Jing is made to remark that the seven captures were “just orthodox troops”, a line often quoted against the supernatural account.
How to read it
- The people and events in the official histories are broadly reliable, but the histories do not say they won by Qi Men.
- Do not take fiction as historical conclusions; and even for a legend with an early source, check whether people at the time already rejected it (as with the Empty Fort).
- For a book attributed to an ancient figure, ask about its edition and date first.
Our position
Qimena does not borrow the fame of historical figures and does not treat any legend as proof that Qi Men works. We cast charts by published rules and give readings: the rules and their verification are in how Qimena casts a chart; for the written record on where Qi Men comes from, see the origin of Qi Men Dun Jia.
Main sources
Sanguozhi with Pei Songzhi’s commentary (“Zhuge Liang”, “Wu Zhu Zhuan”, “Zhou Yu”, “Huang Gai”, “Lu Xun”), the Memorial on Leading the Army, Romance of the Three Kingdoms, Han Jin Chunqiu (quoted by Pei), Huayang Guozhi, Nan Qi Shu, Shiwu Jiyuan. Surveys used: Wikipedia articles on the Empty Fort Strategy, Zhuge Liang’s southern campaign, mantou, the south-pointing chariot and the Stone Sentinel Maze. Please check original wording against a punctuated edition.
FAQ
Did Zhuge Liang really know Qi Men Dun Jia?
There is no reliable evidence. The Records of the Three Kingdoms (Sanguozhi) says he 'worked out military method and made the Eight Formations', which is strategy and formations, not Qi Men chart casting. Qi Men books place him in a lineage of heirs (Yellow Emperor, Feng Hou, Jiang Taigong, Huang Shigong, Zhang Liang, Zhuge Liang, Liu Bowen), which is a later claim.
Is borrowing the east wind real?
No. In the Sanguozhi the fire attack at Red Cliffs is Zhou Yu's and Huang Gai's plan and Zhuge Liang is not said to have prayed for wind; 'borrowing the east wind at the Seven-Star Altar' comes from chapter 49 of the novel, which itself explains his skill as foreknowing a winter south-east wind.
Did the Eight Formations really exist?
'Made the Eight Formations' is in the Sanguozhi, a documented formation treatise. Stone remains near Yufu Pu inspired Du Fu's poem 'Eight Formations', and Song sources place the stone formation in several locations; but 'the stones move by themselves and trap Lu Xun' is a plot of the novel.